Manager - Regulatory Compliance

Multiple Locations: United States • Atlanta, GA, USA • New York, NY, USA • Tysons, VA, USA • Charlotte, NC, USA • Dallas, TX, USA

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Company Profile:

At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions.

Creating a best-in-class employee experience is at the heart of our vision for the future. With several industry focus areas, multiple service lines, and locations in five geographical regions across the country to choose from, the opportunities for your career are without limit.

About FORVIS

FORVIS is a Top-10 professional services firm providing assurance, tax, and advisory services, driven by our commitment to using our forward vision to provide rewarding career opportunities and deliver unmatched client experiences. Learn more at FORVIS.com

Design your career with purpose at FORVIS. For more information about our firm locations, visit FORVIS.com. FORVIS, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, or other protected classifications.

It is FORVIS's standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.

• FORVIS expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.
• FORVIS further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with FORVIS.
• Any resume or CV submitted to any employee of FORVIS without having a FORVIS vendor agreement in place will be considered the property of FORVIS.

Requisition Number: 2022-9930

Position Title:

External Description: Responsibilities

Manager - Regulatory Compliance - Regulatory Advisory

Locations: New York/Chicago/Charlotte/Atlanta/Dallas/Tysons/Remote

Ready to Accelerate Your Career? Join our rapidly expanding advisory team!

FORVIS, formed by the merger of DHG and BKD, is a Top 10 professional services firm focused on providing Advisory, Assurance, and Tax services. We are driven by our commitment to FORward VISion in providing rewarding careers and delivering unmatched client experiences through innovative services to our industry leading global clients.

The newly combined Financial Services Advisory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. We have a national and global footprint with a significant portfolio of financial services clients spanning across banking, insurance, global markets, asset and wealth management, and payments. Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups.

Who Makes A Highly Successful Advisor?

We are looking for team members to join our global, inclusive community of passionate financial services advisors. These diverse professionals should be highly skilled, entrepreneurial, and future focused - they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations.

Your New Career Challenge

Daily, you will have the opportunity to learn and work alongside a broad mix of highly talented subject matter leaders and team members both at FORVIS and at our clients. You will have an environment to explore and experience emerging, and relevant topics based on your interests and alignment to your short and long-term career goals.

How you will contribute:

  • Analyzing and implementing risk-based solutions relating to consumer-based regulations
  • Operating in the 1st, 2nd, and/or 3rd, lines of defense
  • Maintaining working knowledge of banking laws and regulations with a focus around consumer protection
  • Maintaining and achieving high quality in work, client relations and team relations
  • Acquiring the skills necessary to develop quality client relationships and loyalty
  • Assuming the responsibility for staff work and ensure high quality of work is delivered within established deadlines
  • Serving in more of a leadership role on client work as technical knowledge and experience grows
  • Supporting any training and mentoring to staff and interns as necessary
  • Executing and helping to lead client engagement activities in all phases of project life cycle from start to end


Qualifications

Minimum Qualifications:
  • 5 years or more of experience in public accounting, regulatory compliance, or related consulting experience
  • Relevant certification (CAMS, CRCM, CIA, CISA, CPA, Etc.)
  • BA or BS in Accounting or another related field
  • Proficiency in MS Office: Word, Excel, Power Point and Outlook


Preferred Qualifications:
  • Master's degree in accounting or another related field
  • Regulatory compliance experience in Bank Compliance, Compliance Audit, and/or as former Bank Regulator
  • Working knowledge of UDAAP, Reg B, Reg C, Reg CC, Reg DD, Reg E, CRA, SCRA, Fair Lending, Flood, FCRA, and HMDA
  • Advanced Microsoft office suite expertise


#LI-REMOTE #LI-EM1

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At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions.

Creating a best-in-class employee experience is at the heart of our vision for the future. With several industry focus areas, multiple service lines, and locations in five geographical regions across the country to choose from, the opportunities for your career are without limit.

About FORVIS

FORVIS is a Top-10 professional services firm providing assurance, tax, and advisory services, driven by our commitment to using our forward vision to provide rewarding career opportunities and deliver unmatched client experiences. Learn more at FORVIS.com

Design your career with purpose at FORVIS. For more information about our firm locations, visit FORVIS.com. FORVIS, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, or other protected classifications.

It is FORVIS's standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.

• FORVIS expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.
• FORVIS further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with FORVIS.
• Any resume or CV submitted to any employee of FORVIS without having a FORVIS vendor agreement in place will be considered the property of FORVIS.

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